Introduction to fNIRS The Optical Window
Introduction to fNIRS
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The Optical Window: History and Context

Functional near-infrared spectroscopy (fNIRS) is a technique that uses light to study what is happening inside living tissue, including the brain. In simple terms, we shine light into the tissue and draw conclusions from the light that comes back out. But before we can understand how fNIRS works, we need to answer a question that might seem almost too simple: can light actually travel through the body?

The answer, as you are about to discover, is: it depends entirely on which kind of light you use.

In this lesson, we will see where near-infrared light sits in the electromagnetic spectrum, why tissue has an Optical Window, and which molecules set its limits. We will then follow how this simple observation grew into a technique used in the brain, in muscle, and at the bedside.

1. Light and the Electromagnetic Spectrum

For the purposes of this course, we will treat light as electromagnetic radiation that travels as a wave. The distance between the peaks of those waves (the wavelength, typically denoted as λ) determines what kind of light it is and how it interacts with matter. Across the electromagnetic spectrum, wavelengths range from kilometers (radio waves) to far less than a nanometer (gamma rays). For the light used in fNIRS, it is convenient to measure wavelength in nanometers (nm): one nanometer is one billionth of a meter (\(10^{-9}\) m), far smaller than the width of a human hair.

The light we see with our eyes spans roughly 400 to 700 nm (violet at the short end, through blue, green, yellow, and orange, to red at the long end of ~700 nm). But visible light is only a tiny slice of a much larger continuum called the electromagnetic spectrum. Beyond red light, at wavelengths longer than 700 nm, lies infrared radiation: light we cannot see but can sometimes feel as warmth. Beyond infrared, wavelengths continue to grow through microwaves and radio waves. In the other direction, below violet, wavelengths shrink through ultraviolet, X-rays, and gamma rays, each carrying progressively more energy.

The electromagnetic spectrum showing wavelengths from radio waves to gamma rays, with visible light and near-infrared highlighted

Figure 1. The electromagnetic spectrum. Visible light occupies only a narrow band between roughly 400 and 700 nm. Near-infrared light (700–2500 nm) lies just beyond the red end of the visible spectrum, invisible to the human eye but detectable with appropriate sensors. The fNIRS Optical Window sits in the first part of this near-infrared region, between approximately 650 and 950 nm. Source: Wikimedia Commons.

Near-infrared (NIR) light refers specifically to the region just beyond visible red, roughly 700 to 2500 nm. It is invisible to the naked eye, but it can be generated cheaply with small LEDs or laser diodes, and detected with standard optical sensors. These practical properties alone made it attractive to early researchers. But what truly set NIR light apart was what it does when it encounters biological tissue.

🎥 WATCH THIS

The Electromagnetic Spectrum

This introductory video from NASA offers a clear, visually rich overview of the full electromagnetic spectrum, explaining how wavelength and energy relate and where different types of light sit.

💭 Pause and Think

You have probably heard (or even had) an X-ray at some point. This device produces a medical image taken by shining radiation through your body. X-rays work because they pass through soft tissue easily but are absorbed by denser structures like bone. Do you think ordinary visible light would work the same way? Why or why not?

As you read the next section, you will find out why the answer is no, and why near-infrared light occupies a surprisingly useful middle ground between the two extremes.

2. The Optical Window: A Gap in Tissue Absorption

Try this simple experiment: press a small torch against the palm of your hand in a dark room. You will see your fingers glow red from the inside. Bones, tendons, and blood vessels appear faintly as darker shadows within the illuminated tissue. What you are witnessing is light (specifically red and near-infrared light) penetrating several centimeters of biological material and scattering back out through the skin.

Near-infrared transillumination of the hand

Figure 2. Near-infrared transillumination of the hand.

This does not happen with blue or green light. Hold that same torch against your hand and look at whether blue light penetrates; it doesn’t. It is absorbed almost immediately within the first millimeter of skin. And it does not happen with far-infrared light either, because water (which makes up roughly 70% of your body) absorbs those wavelengths strongly. So why does red and near-infrared light behave so differently?

The answer lies in how the main light-absorbing molecules in tissue interact with light at different wavelengths. A chromophore is simply any molecule that absorbs light; the word comes from the Greek for “color carrier.” In biological tissue, the four chromophores that matter most for our purposes are:

🪪 Oxy-hemoglobin (HbO₂)

Hemoglobin is the oxygen-carrying protein in red blood cells. When it binds oxygen, it becomes oxy-hemoglobin. HbO₂ absorbs strongly below ~600 nm (which is why oxygenated blood looks bright red), and it is relatively transparent in the NIR window above 700 nm.

🪧 Deoxyhemoglobin (HbR)

Hemoglobin without oxygen. Like HbO₂, it absorbs strongly below ~600 nm and much less in the NIR, but its absorption differs from that of HbO₂ across the NIR range (and this spectral difference is precisely what fNIRS exploits to track oxygenation changes).

💧 Water (H₂O)

Makes up ~70–80% of tissue. Nearly transparent in the visible and NIR range up to about 950 nm, then becomes a very strong absorber. Defines the upper boundary of the Optical Window.

🌞 Lipids & Melanin

Lipids (fats) are broadly transparent in the NIR. Melanin is a pigment present in skin and hair that absorbs strongly in the visible but less so in the NIR. Both influence how well light couples into tissue.

We can quantify how much a chromophore absorbs at each wavelength with an absorption spectrum. If you plot the absorption of all these chromophores together against wavelength, a remarkable gap appears: between roughly 650 and 950 nm, all of them are at their lowest combined absorption. Hemoglobin’s strong visible absorption has tapered off, and water hasn’t yet started its strong infrared absorption. This gap where tissue is as transparent as it ever gets is called the Optical Window.

Absorption coefficient of oxyhemoglobin, deoxyhemoglobin, water, lipid, and melanin from 450 to 1000 nm on a log scale, with the optical window between 650 and 950 nm shaded

Figure 3. Absorption spectra of the main chromophores in biological tissue across the visible and near-infrared range (notice that the y-axis is in log scale). Between approximately 650 and 950 nm, hemoglobin absorption has dropped by one to two orders of magnitude from its visible peaks, and water absorption has not yet risen. Hemoglobin curves are for whole blood (150 g/L); in tissue, blood occupies only a few percent of the volume, so its contribution is correspondingly smaller. Melanin is shown for the inside of a skin melanosome; it is confined to the thin epidermis. Data from omlc.org: hemoglobin (Prahl), water (Segelstein, 1981), lipid (van Veen et al., 2004), melanin (Jacques, 1998).

🔬 Explore It Yourself

Hover over the plot to read the absorption of each chromophore at any wavelength. Then switch to Tissue mix and change the amount of blood, its oxygen saturation, and the water and lipid content. Where is the tissue most transparent, and which chromophore sets the absorption inside the window?

Within this window, NIR light can travel several centimeters through tissue before being absorbed. For the brain, this means light shone onto the scalp can reach the outermost layers of the cortex and return to a detector placed a few centimeters away, carrying information about the tissue it passed through. That is the physical foundation of fNIRS.

It is worth noting that this window is defined by biology, not engineering. Every fNIRS device, from a simple two-channel clinical monitor to a high-density research system, has to work within the same broad region of low absorption (roughly 600–1000 nm), and most use wavelengths between about 650 and 950 nm. There is no way around it. The window is what it is.

💭 Pause and Think

The Optical Window has a lower boundary around 650 nm and an upper boundary around 950 nm. Based on what you have just read about the chromophores, which molecule defines each boundary and why?

Take a moment to answer this before reading on. If you can explain both boundaries in your own words, you have understood the most important concept in this lesson.

3. The Birth of fNIRS

The Optical Window had been noticed by physiologists as early as the 1870s, when it was known that tissue had some transparency to red light, at the long-wavelength end of the visible spectrum. But for nearly a century, nobody had turned this observation into a practical measurement tool for living tissue. That changed in 1977, when a paper by Frans F. Jöbsis, a physiologist at Duke University, appeared in the journal Science.

🎍 MUST-READ PAPER

Jöbsis, F.F. (1977). “Noninvasive, Infrared Monitoring of Cerebral and Myocardial Oxygen Sufficiency and Circulatory Parameters.” Science, 198(4323), 1264–1267.

Jöbsis demonstrated that near-infrared light could pass through the intact skull of a living cat and detect changes in the oxygenation state of two molecules inside the tissue: hemoglobin and cytochrome c oxidase (an enzyme in the mitochondria, the cell’s energy factories). The brain measurement required no surgery and no injections, and the paper also reported changes in the head of a human volunteer during hyperventilation. (The heart measurements were made on the exposed heart, so they were not non-invasive.)

→ doi:10.1126/science.929199

What made Jöbsis’s contribution so significant was not just the demonstration itself but the conceptual leap it represented. He recognized that the Optical Window, combined with the fact that oxy- and deoxy-hemoglobin absorb light differently, created an opportunity to monitor tissue oxygenation continuously, safely, and without touching what you were measuring. No other technique at the time could offer all three of these properties simultaneously.

It is worth noting that Jöbsis was studying both the brain and the heart (the myocardium) simultaneously. From the very first paper, NIRS was understood as a technique for monitoring oxygenation in any accessible tissue, rather than a brain-specific tool. This broader scope would prove important in the decades that followed.

4. From the Lab to the Field

In the decade following Jöbsis’s paper, researchers rapidly expanded the range of tissues and questions they applied NIRS to. The same Optical Window that allows light to reach the cortex in cats also allows it to penetrate muscle, the neonatal skull, and peripheral tissues. Three application domains emerged in parallel during the 1980s and early 1990s, each contributing insights that would later benefit brain imaging.

💪

Muscle Physiology & Sport Science

During exercise, muscles consume oxygen rapidly. NIRS can track this in real time by measuring hemoglobin oxygenation in the muscle directly beneath the probe. Britton Chance and colleagues in Philadelphia were pioneers here, publishing landmark studies in elite rowers in 1992. Today, wearable NIRS muscle oximeters are used in professional sport, rehabilitation, and exercise physiology.

👶

Neonatal & Clinical Monitoring

Jöbsis’s own group at Duke made the first bedside measurements of cerebral oxygenation in sick preterm infants (Brazy et al., 1985), and David Delpy and colleagues at University College London turned NIRS into a quantitative neonatal monitor, a population for whom MRI and CT are extremely difficult to use. The thin skulls of infants make them ideal candidates, and bedside NIRS monitoring in neonatal intensive care units became one of the earliest clinical applications of the technology.

📖 SHOULD-READ PAPER

Chance, B., Dait, M.T., Zhang, C., Hamaoka, T. & Hagerman, F. (1992). “Recovery from exercise-induced desaturation in the quadriceps muscles of elite competitive rowers.” American Journal of Physiology, 262, C766–C775.

One of the first systematic NIRS studies in athletic performance. By measuring hemoglobin oxygenation in the thigh muscles of elite rowers during maximal exercise, Chance and colleagues demonstrated that NIRS could track the dynamics of oxygen supply and consumption non-invasively in working muscle. The same physical principles and many of the same methodological challenges (motion, superficial tissue contamination, signal quality) that this group grappled with in the 1990s are still central concerns in brain fNIRS today.

→ doi:10.1152/ajpcell.1992.262.3.C766

This parallel development matters for a reason that goes beyond historical curiosity. Many of the methodological insights that shaped modern fNIRS (e.g., how to model the path photons take through tissue, how to account for the fat layer between probe and target tissue, how to deal with motion artifacts) were first worked out by researchers studying muscle, not brain. Understanding fNIRS as a technique that spans these domains gives you a richer and more accurate picture of how it works and where its limitations come from.

5. fNIRS: Functional Brain Imaging with NIRS

Through the late 1980s and into the early 1990s, NIRS was primarily a clinical and physiological monitoring tool. Researchers were using it to track gross oxygenation in patients, newborns, and exercising athletes, but not yet to map which brain regions were active during thought and behavior. That step required a further conceptual jump: not just monitoring whether tissue was oxygenated, but using small, task-related changes in oxygenation to locate and study brain function. That jump came in 1993, when at least four independent groups published within a few months of each other.

🎍 Japan, 1993

Hoshi, Y. & Tamura, M. (1993)

“Detection of dynamic changes in cerebral oxygenation coupled to neuronal function during mental work in man.” Neuroscience Letters, 150, 5–8.

→ doi

🎍 Germany, 1993

Villringer, A. et al. (1993)

“Near infrared spectroscopy (NIRS): A new tool to study hemodynamic changes during activation of brain function in human adults.” Neuroscience Letters, 154, 101–104.

→ doi

🎍 USA, 1993

Chance, B. et al. (1993)

“Cognition-activated low-frequency modulation of light absorption in human brain.” Proceedings of the National Academy of Sciences, 90, 3770–3774.

→ doi

🎍 Japan, 1993

Kato, T. et al. (1993)

“Human visual cortical function during photic stimulation monitoring by means of near-infrared spectroscopy.” Journal of Cerebral Blood Flow & Metabolism, 13, 516–520.

→ doi

Together, these papers showed for the first time that NIRS could detect changes in cerebral hemoglobin oxygenation in healthy human adults during cognitive tasks and visual stimulation. The signal was small, the equipment was bulky, and there were only a handful of measurement points on the scalp. Despite all the limitations and difficulties at the time, the principle of functional NIRS (fNIRS) as a neuroimaging modality was established.

In the three decades since, the field has grown from those first proof-of-concept experiments to an international research community with thousands of publications per year. Systems have shrunk from laboratory benches to wireless caps weighing a few hundred grams. Studies have moved from carefully controlled lab tasks to naturalistic environments, social interactions, sports fields, and classrooms. The technique now reaches populations that other brain imaging methods struggle to access, such as newborns, toddlers, people with severe motor impairments, and patients in intensive care.

💭 Pause and Think

Jöbsis was not a neuroscientist; he was a physiologist studying cellular energy metabolism. His original targets were the enzyme cytochrome c oxidase and hemoglobin, in both the brain and the heart. Why do you think the brain imaging application eventually became the dominant use of NIRS, while the heart monitoring application did not?

Think about the anatomy of the chest compared to the head, and about what other techniques are already available for monitoring heart function. There is no single right answer, but thinking this through may help sharpen your intuition about what fNIRS does and does not do well.

 

A general, brief overview of how the field developed can be described as below:

1977

The seminal paper

Jöbsis demonstrates NIR monitoring of oxygenation in the living brain through the intact skull, and in the heart. The field of NIRS is born.

1985– 1992

Muscle, neonates, and clinical monitoring

Britton Chance applies NIRS to exercising muscle. Jöbsis’s group at Duke and David Delpy and colleagues at UCL develop NIRS for neonatal cerebral monitoring. The clinical and physiological traditions of the technique are established in parallel.

1993

Functional brain imaging is born

Hoshi & Tamura and Kato et al. (Japan), Villringer et al. (Germany), and Chance et al. (USA) independently show that NIRS can detect cortical hemodynamic changes during cognitive tasks and visual stimulation in healthy adults. Functional NIRS (fNIRS) as a neuroimaging modality begins.

2000s

Multichannel systems and brain mapping

Systems with tens of source-detector pairs enable topographic mapping of cortical activity. fNIRS spreads into cognitive neuroscience, developmental research, and infant studies.

2010s– now

Wearables, hyperscanning, and the real world

Fully wireless wearable systems emerge. fNIRS moves outside the laboratory into classrooms, clinics, sports arenas, and everyday environments. Hyperscanning (i.e., recording multiple brains simultaneously) becomes feasible. Thousands of fNIRS publications per year.

📖 SHOULD-READ PAPER

Ferrari, M. & Quaresima, V. (2012). “A brief review on the history of human functional near-infrared spectroscopy (fNIRS) development and fields of application.” NeuroImage, 63(2), 921–935.

The timeline above aims to provide a very general perspective of historical milestones. For more detailed information and references beyond these milestones, we highly recommend you read Ferrari and Quaresima’s landmark paper on the historical overview of fNIRS.

→ doi:10.1016/j.neuroimage.2012.03.049


📌 Key Takeaways

  • Wavelength determines how light interacts with matter. Near-infrared light (700–2500 nm) sits just beyond the red end of the visible spectrum, invisible to the eye but penetrating to tissue.
  • The Optical Window (650–950 nm) is a spectral gap where tissue chromophores (principally hemoglobin and water) have their lowest combined absorption, allowing NIR light to penetrate several centimeters into the body.
  • The window’s lower boundary (~650 nm) is set by hemoglobin absorption; its upper boundary (~950 nm) is set by water absorption. Both boundaries are defined by biology, not engineering.
  • Jöbsis (1977) demonstrated that NIR light could monitor oxygenation in the living brain through the intact skull, the founding moment of the NIRS field. His targets included the brain and the heart from the very beginning.
  • NIRS developed in parallel across brain imaging, muscle physiology, neonatal monitoring, and clinical settings. These traditions share the same physics and many of the same methodological challenges.
  • Functional NIRS (fNIRS) as a neuroimaging modality was born in 1993, when several independent groups showed that cortical hemodynamic changes during cognitive tasks and visual stimulation could be detected non-invasively in healthy adults.